SEBI & Listing Compliances

The summary of our services pertaining to Listing Compliances, which are broadly required for various types of Listed Companies includes but not limited to:

  • Assistance in managing IPO / FPO;
  • Listing/ Delisting/ Relisting of Securities;
  • Registration of intermediaries with SEBI (Mutual Fund, Stock and Sub Brokers, Portfolio Managers, Venture Capital Funds, Merchant Bankers, FIIs and other intermediaries);
  • Audits and certification under SEBI (LODR);
  • Assistance in compliance with provisions of SEBI (LODR);
  • Assistance in compliance with various Guidelines, Rules and Regulations issued by SEBI;
  • Liaison with office of Stock Exchanges;
  • Acting as Scrutinizer in the process of Postal Ballot, Court Convened Meetings, etc;
  • Ensuring compliance of SEBI Takeover Code, SEBI Insider Trading Regulations, etc;
  • Other allied services.